Day 1: Date Pending

8:00AM – 9:00AM
Registration and Networking Breakfast

9:00AM – 9:15AM

Welcome and Chairperson’s Opening Remarks

9:15AM – 10:00AM

Keynote Address: A Regulator’s View of Cybersecurity Risk and Operational Resiliency

Peter Driscoll, Director, Office of Compliance Inspections and Examinations

U.S. Securities and Exchange Commission

10:00AM – 10:50AM

Executive Session: Third Party Risk Management, What Keeps you Up at Night?

  • Evolve your third-party risk management (TPRM) programs to survive emerging risks
  • Discover what CCOs are doing to guard against their biggest fears, such as data breaches and supply chain disasters
  • Define and organize stakeholders, departments, and others in your risk management ecosystem to efficiently and effectively cover all TPRM bases



Patrick Potter, Digital Risk Solutions 




Katherine Sikora Nelson, Chief Compliance Officer USA

Intesa Sanpaolo 


Rob Lindquist, Lecturer 

University of California, Irvine School of Law 

Former Chief Compliance Officer 

Panasonic Avionics Corporation 


Michael Donnella, Corporate Compliance Officer 

Murphy Oil Corporation 

10:50AM – 11:20AM
Morning Networking Break

11:20AM – 12:10PM

Due Diligence: Best Practices in Onboarding, Training, and Monitoring Third Parties

  • Scope your due diligence to vendor risk profiles and assessments to save your budget 
  • Delve into the existing and emerging digital technologies that identify, assess and mitigate third-party risk 
  • Gain specific training tools for staff and third parties to build capabilities and improve compliance



Ryan Spelman, Senior Manager  

Cyberclarity 360   



Todd Spillane, Executive Director 

Morgan Stanley 


Matt McKillop, Formerly SVP, Head of Third Party Risk Management  

Citizens Bank 


Fabricio Nunes, Chief Compliance Officer 


12:10PM – 1:10PM
Networking Luncheon

1:10PM – 2:00PM

Integrating Third-Party Risk Management to Sourcing & Procurement Functions

Bring category managers into your TPRM program for compliance as well as commercial advantage

  • Learn what controls to insert into supply chain processes to shore up your TPRM program when onboarding and managing vendors
  • Identify category and contract manager best practices for navigating TPRM requirements and challenges



Chris Murphey, Director of Customer Success 




Asha J. Palmer, Founder & CEO 
Global Compliance Consulting


Rob Seibel, Director of Legal Compliance 

Abercrombie & Fitch 


2:00PM – 2:50PM

Peer Watch: Benchmark Your TPRM Program

  • Learn about six key third-party management trends revealed in the 3rd Annual Benchmarking Survey 
  • Gain practical insight into what these trends tell us about how organizations should be looking to evolve and mature their programs
  • Walk away with six recommendations on how to improve your program in 2020 and beyond


Kimberley Allan, CMO  

Aravo Solutions 


Dave Lefort, Editor in Chief   

Compliance Week   


Ken Wolckenhauer, VP Vendor Management 



Andrew Moyad, SVP, Vendor Risk Management 

Blackstone Group  

2:50PM – 3:20PM
Afternoon Networking Break

3:20PM – 4:10PM

Shifting Perspective: Risk Management Strategies from the Third Party’s Point of View

  • Leverage risk intelligence to move beyond cumbersome point-in-time assessments
  • Design risk assessment programs to meet your business partners’ expedited process and product timelines
  • Streamline the framework of compliance, legal, IT, audit, procurement, and individual business units involved in assessing and mitigating third-party risk
  • Explore solutions beyond financial and cyber assessments to tackle rising location-based risks



John Bree, SVP/Partner and Chief Evangelist 

Supply Wisdom 



Angela Davis Dogan, MBA/TM, CTPRP, CTPRA, Founder & CEO

Davis Dogan Advisory Services 


Michael Savicki, Vice President, Compliance & Risk - The Americas 

American Express Global Business Travel  


Alpa Inamdar, Head of Strategy 

BNY Mellon 


4:10PM – 5:00PM

“Choose Your Own Adventure” Conversation Sessions

Join a roundtable discussion on such topics as:

  1. Risk Management Strategies from the Vendor’s Point of View 
    Facilitator Chris Murphey, Director of Customer SuccessGalvanize  

  2. Managing Third-Party Risk in the Face of Global Regulation and Change 
    Facilitator:  Richard Cooper, MBCI, Principal – Financial Services, Fusion Risk Management 

  3. Discuss Digital Transformations and Effects on Third-Party Ecosystems 
    Facilitator Patrick Potter, Digital Risk Solutions, RSA 

  4. From Third Parties to Fourth Parties and Beyond: Managing Assessments and Controls 
    Facilitator: Dominick Campagna, Director of Sales Engineering, LogicGate

  5. Effectively Managing Third-Party Reputational Risks
    Facilitator:  John Arvanitis, Managing Director, CyberClarity360 

  6. Explore the Challenges and Benefits of Making Risk Tangible
    Facilitator:  Service Now

  7.  Continuous Monitoring: When Does it Make Sense to Expand Your Program?

    Facilitators Hugh Allyn, Marketing Director, FICO 

    Steven LittlesonPartner, Fraud, Security and Compliance, FICO 

5:00PM – 6:00PM
Networking Cocktail Reception

Day 2: Date Pending

8:00AM - 9:00AM
Networking Breakfast

9:10AM – 10:00AM

Keynote Address: Four Surprising Ways Organization Designs Make or Break Honesty

  • Leverage the link between organizational design and individual honesty to build a culture of integrity
  • Utilize the factors of clarity in strategy, accountability, transparency, and cross-functional collaboration to positively influence individuals’ behavior and decision-making 
  • Learn how to structure your ecosystem for cohesion at the seams


Ron Carucci, Managing Partner

10:00AM – 10:50AM

The Worst-Case Scenario Guide to Vendor Risk Management

  • Disaster planning: cope with delays, recalls, and product safety issues 
  • Gather business continuity plan regulatory requirements and best practices concerning third-party relationships 
  • Minimize business interruptions: building a plan with impact analysis, resiliency and recovery strategies 


Richard Cooper, MBCI, Principal – Financial Services

Fusion Risk Management



Amanda Hill, MBA, CISA, Sr. Manager, Corporate IT Audit 

Arrow Electronics 


Doris Miranda, Director of Global Logistics and Warehousing  

Royal Caribbean Cruises 


10:50AM – 11:20AM
Morning Networking Break

11:20AM – 12:10PM

CASE STUDY: Deutsche Bank’s Gap Analysis and “Future State” Target Operating Model (TOM) Design

  • Go “beyond cyber” and get insights for your TPRM program from a benchmark study conducted across 9 TPRM model attributes, key in financial services risk management programs
  • Discover “Do’s and Don’ts” of what constitutes a successful TPRM future state operating model 
  • Explore emerging trends such as managed services, market utilities, and ongoing monitoring


Victor Meyer, Global Head of Third-Party Risk Management Remediation and COO

Deutsche Bank

12:10PM - 1:00PM

Transform Risk Management with Emerging Technologies and Automation

  • Integrate your systems for a cohesive view of your data and better decision making
  • Assess the benefits and ROI of adding AI and machine learning tools into your compliance systems
  • Identify new and complex risks emerging from artificial intelligence, automation, and cloud technologies a to protect your organization against regulatory, reputational, operational, and financial risks



Alison Musci, IAAP, Integrated Risk Management Product Line Manager 




Stan Yakoff, Head of Americas Supervision 

Citadel Securities 

Adjunct Professor, Quant Trading & Market Structure 

Fordham Law School 



Chairperson's Summary Remarks

1:00PM - 2:00PM
Networking Luncheon and Conference Concludes