Agenda

March 31, 2020

8:00AM – 9:00AM
Registration and Networking Breakfast

9:00AM – 9:15AM

Welcome and Chairperson’s Opening Remarks

9:15AM – 10:00AM

Keynote Address: A Regulator’s View of Cybersecurity Risk and Operational Resiliency

Peter Driscoll, Director, Office of Compliance Inspections and Examinations

U.S. Securities and Exchange Commission

10:00AM – 10:50AM

Executive Session: Third Party Risk Management, What Keeps you Up at Night?

  • Evolve your third-party risk management (TPRM) programs to survive emerging risks
  • Discover what CCOs are doing to guard against their biggest fears, such as data breaches and supply chain disasters
  • Define and organize stakeholders, departments, and others in your risk management ecosystem to efficiently and effectively cover all TPRM bases

 

Moderator

Patrick Potter, Digital Risk Solutions 

RSA  

 

Panelists:  

Katherine Sikora Nelson, Chief Compliance Officer USA

Intesa Sanpaolo

 

Rob Lindquist, Lecturer 

University of California, Irvine School of Law 

Former Chief Compliance Officer 

Panasonic Avionics Corporation 

 

Rob Lindquist, Lecturer 

University of California, Irvine School of Law 

Former Chief Compliance Officer 

Panasonic Avionics Corporation 

 

Miguel Machado, Director, Third Party Risk Management 

The Options Clearing Corporation 

 

Michael Donnella, Corporate Compliance Officer 

Murphy Oil Corporation 

10:50AM – 11:20AM
Morning Networking Break

11:20AM – 12:10PM

Due Diligence: Best Practices in Onboarding, Training, and Monitoring Third Parties

  • Scope your due diligence to vendor risk profiles and assessments to save your budget 
  • Delve into the existing and emerging digital technologies that identify, assess and mitigate third-party risk 
  • Gain specific training tools for staff and third parties to build capabilities and improve compliance

 

Moderator:  

Ryan Spelman, Senior Manager  

Cyberclarity 360   

 

Panelists:  

Todd Spillane, Executive Director 

Morgan Stanley 

 

Matt McKillop, Formerly SVP, Head of Third Party Risk Management  

Citizens Bank 

 

Fabricio Nunes, Chief Compliance Officer 

Linde 

12:10PM – 1:10PM
Networking Luncheon

1:10PM – 2:00PM

Integrating Third-Party Risk Management to Sourcing & Procurement Functions

Bring category managers into your TPRM program for compliance as well as commercial advantage

  • Learn what controls to insert into supply chain processes to shore up your TPRM program when onboarding and managing vendors
  • Identify category and contract manager best practices for navigating TPRM requirements and challenges

 

Moderator 

Chris Murphey, Director of Customer Success 

Galvanize 

 

Panelists:  

Jen Warner, Vice President Legal
Columbia Sportswear Company

 

Rob Seibel, Director of Legal Compliance 

Abercrombie & Fitch 

 

2:00PM – 2:50PM

Peer Watch: Benchmark Your TPRM Program

  • Learn about six key third-party management trends revealed in the 3rd Annual Benchmarking Survey 
  • Gain practical insight into what these trends tell us about how organizations should be looking to evolve and mature their programs
  • Walk away with six recommendations on how to improve your program in 2020 and beyond

 

Kimberley Allan, CMO  

Aravo Solutions 

 

Dave Lefort, Editor in Chief   

Compliance Week   

 

Ken Wolckenhauer, VP Vendor Management 

Nordea 

2:50PM – 3:20PM
Afternoon Networking Break

3:20PM – 4:10PM

Shifting Perspective: Risk Management Strategies from the Third Party’s Point of View

  • Leverage risk intelligence to move beyond cumbersome point-in-time assessments
  • Design risk assessment programs to meet your business partners’ expedited process and product timelines
  • Streamline the framework of compliance, legal, IT, audit, procurement, and individual business units involved in assessing and mitigating third-party risk
  • Explore solutions beyond financial and cyber assessments to tackle rising location-based risks

  

Moderator: 

John Bree, SVP/Partner and Chief Evangelist 

Supply Wisdom 

 

Panelists

Angela Davis Dogan, MBA/TM, CTPRP, CTPRA, Founder & CEO

Davis Dogan Advisory Services 

 

Michael Savicki, Vice President, Compliance & Risk - The Americas 

American Express Global Business Travel  

 

Alpa Inamdar, Head of Strategy 

BNY Mellon 

 

Ivan Pooran, Operational Risk Head 

Guardian Life 

4:10PM – 5:00PM

“Choose Your Own Adventure” Conversation Sessions

Join a roundtable discussion on such topics as:

  1. Risk Management Strategies from the Vendor’s Point of View 
    Facilitator Chris Murphey, Director of Customer SuccessGalvanize  

  2. Managing Third-Party Risk in the Face of Global Regulation and Change 
    Facilitator:  Richard Cooper, MBCI, Principal – Financial Services, Fusion Risk Management 

  3. Top Trends in Third-Party Risk Management based on the Recent EY Global TPRM Survey 
    Facilitator EY

  4. Discuss Digital Transformations and Effects on Third-Party Ecosystems 
    Facilitator Patrick Potter, Digital Risk Solutions, RSA 

  5. From Third Parties to Fourth Parties and Beyond: Managing Assessments and Controls 
    Facilitator: Dominick Campagna, Director of Sales Engineering, LogicGate

  6. Effectively Managing Third-Party Reputational Risks
    Facilitator:  John Arvanitis, Managing Director, CyberClarity360 

  7. Explore the Challenges and Benefits of Making Risk Tangible
    Facilitator:  Service Now 
5:00PM – 6:00PM
Networking Cocktail Reception

April 1, 2020

8:00AM - 9:00AM
Networking Breakfast

9:10AM – 10:00AM

Keynote Address: Ensure Strategic Value and Clear Governance to Build Integrity into Your Organization

  • Drive new forms of collaboration and purpose to create flexible and ethical networks
  • Establish trust when coordinating mutual market benefit with others for the sake of a shared customer
  • Champion TPRM ecosystems’ greater good alongside their commercial benefits

 

Ron Carucci, Managing Partner
Navalent

10:00AM – 10:50AM

The Worst-Case Scenario Guide to Vendor Risk Management

  • Disaster planning: cope with delays, recalls, and product safety issues 
  • Gather business continuity plan regulatory requirements and best practices concerning third-party relationships 
  • Minimize business interruptions: building a plan with impact analysis, resiliency and recovery strategies 

 

Moderator
Richard Cooper, MBCI, Principal – Financial Services

Fusion Risk Management

 

Panelists:  

Amanda Hill, MBA, CISA, Sr. Manager, Corporate IT Audit 

Arrow Electronics 

 

Doris Miranda, Director of Global Logistics and Warehousing  

Royal Caribbean Cruises 

 

Miguel Machado, Director, Third Party Risk Management 

The Options Clearing Corporation  

10:50AM – 11:20AM
Morning Networking Break

11:20AM – 12:10PM

CASE STUDY: Deutsche Bank’s Gap Analysis and “Future State” Target Operating Model (TOM) Design

  • Get insights for your TPRM program from a benchmark study conducted across 9 model attributes, key in financial services risk management programs 
  • Derive further insights from all of DB peer firms’ heads of TPRM  
  • Delve into emerging trends such as managed services and market utilities, as well as enhanced requirements for ongoing monitoring 

  

Victor Meyer, Global Head of Non-Financial Risk Coverage for Corporate Finance and Group COO 

Deutsche Bank

12:10PM – 1:10PM
Networking Luncheon

1:10PM – 2:00PM

Privacy and Data Protection Impacting Vendor Due Diligence

  • Learn best practices for monitoring third parties for EU General Data Protection Regulation (GDPR), California Consumer Privacy Act, and other emerging data regulations
  • Identify security signal must-haves beyond data encryption and controls
  • Discover new strategies to manage your clients’ and vendors’ privacy exposure

 

*Susan Brye, Senior Director, Third-Party Oversight

T-Mobile (*pending confirmation)

 

Speaker to be Announced

EY

2:00PM – 2:45PM

Transform Risk Management with Emerging Technologies and Automation

  • Integrate your systems for a cohesive view of your data and better decision making
  • Assess the benefits and ROI of adding AI and machine learning tools into your compliance systems
  • Identify new and complex risks emerging from artificial intelligence, automation, and cloud technologies a to protect your organization against regulatory, reputational, operational, and financial risks

 

Moderator:  

Alison Musci, IAAP, Integrated Risk Management Product Line Manager 

ServiceNow 

 

Panelists:  

Stan Yakoff, Head of Americas Supervision 

Citadel Securities 

Adjunct Professor, Quant Trading & Market Structure 

Fordham Law School 

 

Lori Gleason, Manager, Vendor Risk, Privacy and Data Security

Canon USA 

 

James Berghs, SVP Operational Risk Management 

U.S. Bank 

 

2:45PM
Conference concludes