Agenda

December 9, 2019

8:00AM – 9:00AM
Registration and Networking Breakfast

9:00AM – 9:15AM

Welcome and Chairperson’s Opening Remarks

Dave Lefort, Editor in Chief  

Compliance Week  

9:15AM – 10:00AM

Keynote Address: Government Expectations for Third-Party Compliance Programs

  • Examine the new DOJ compliance guidance about third party management 
  • Learn how government expectations have changedand how to prepare
     

Kara Brockmeyer, Partner, Debevoise & Plimpton

Former Chief, FCPA Unit, U.S. Securities and Exchange Commission

10:00AM – 10:45AM

Compliance Executive Think Tank: Bring Your “A” Game to Third-Party Risk

  • Discover what CCOs are doing to guard against their biggest fears, such as data breaches, recalls, supply chain disruptions, and other disasters
  • Evolve your third-party risk management (TPRM) programs to survive emerging risks
  • Define and organize stakeholders, departments, and others in your risk management ecosystem to efficiently and effectively cover all TPRM bases

 

Moderator

Larry Navarro, Senior Solutions Consultant- Process Strategy

ProcessUnity

 

Panelists: 

 

Uzi Rosha, Chief Compliance Officer

Hudson Advisors

 

Karin Lockovitch, CEO and Founder 

ELA Risk Solutions  

10:45AM – 11:15AM
Morning Networking Break

11:15AM – 12:00PM

Optimize Your TPRM Program Design and Management

  • Learn how to map your risk management ecosystem and lead with a coordinated, enterprise-wide strategy
  • Strengthen your TPRM program with existing resources
  • Take your TPRM program to a new level in risk mitigation with the Agile project management approach

 

Moderator

Jaymin Desai, CIPP/E, CIPM, TPRM Offering Manager 

OneTrust 

 

Panelists

Melanie Gallagher, Head of Third Party Risk Management

Intuit

 

Sandra Bell, VP, CECL Compliance Program

M&T Bank

12:00PM – 12:45PM

Anti-Corruption and Anti-Bribery Best Practices

  • Get the latest FCPA, AML, and political law trends and updates
  • Ensure compliance programs geared to regulators also tackle issues in the field to prevent bribery and corruption
  • Identify the biggest risks and types of corruption domestically and in specific regions outside the US

 

Moderator:  

Joachim Koopsingraven, Head of Partner Audit 

SAP America 

  

Panelists:
 

Dianna Jones, Senior Counsel, Global Compliance

Uber

 

Bassel Korkor, Managing Director, Corporate Compliance Risk Management

Charles Schwab

12:45PM – 1:45PM
Networking Luncheon

1:45PM – 2:15PM

Beyond Regulatory Risk: Leveraging Environmental, Social, and Governance (ESG) Performance Factors to Measure Risk

  • Learn how to conduct background and reputation checks to establish integrity risk presented by a third party
  • Evaluate the use of data analytics for third-party monitoring
  • Discover new and emerging standards and reporting guidelines in the US and abroad and their compelling impact to vendor assessment practices

 

Moderator:  

Peter Kohler, Risk Solutions Director 

Refinitiv 

 

Panelists:   

David Aubuchon, Director - Market Development, Quant & Data Feeds 

Refinitiv 

 

Stephen Malinak, Chief Data & Analytics Officer 

TruValue Labs 

 

Bob Hirth, Senior Managing Director 

Protiviti 

Board Member and Co-Vice Chair  

Sustainability Accounting Standards Board (SASB) 

2:15PM – 3:00PM

Earthquake-Proof Your Organization: Business Continuity Plans and Vendor Risk Management

  • Gather business continuity plan regulatory requirements and best practices concerning third-party relationships
  • Minimize business interruptions: building a plan with impact analysis, resiliency and recovery strategies
  • Disaster planning: cope with delays, recalls, and product safety issues

  

 

Moderator:

Lisa Beth Lentini Walker, CEO and Founder 

Lumen Worldwide Endeavors 

 

Panelist:

Amanda Hill, MBA, CISA, Internal Audit Manager

Western Union

 

Adam Reback, Director

Optima Partners

 

Mimi Plummer, Senior Risk Manager 

Microsoft 

 

3:00PM – 3:30PM
Afternoon Networking Break

3:30PM – 4:15PM

It’s Not Who You Know, it’s Who You Don’t: Using AI to Understand the Potential Ripple Effects of Sub Tier Supplier Risk

  • Learn why sub-tier suppliers must be considered for effective TPRM in a hyper-connected world
  • Get insight into how organizations can best identify, measure and manage risk in their sub-tiers
  • Find out how AI is changing the way organizations can surface sub-tier supplier risk

 

Moderator:  

Jennifer Bisceglie, CEO & Founder 

Interos 

 

Panelists:  

Tony Sibert, Executive Director 

EY 

 

Mark Weatherford, Global Information Security Strategist 

Booking Holdings 

 

Robert Brese, VP Executive Partner 

Gartner 

4:15PM – 5:00PM

“Choose Your Own Adventure” Conversation Sessions

Join a roundtable discussion on such topics as:

  • Breaking the Bottleneck: A Discussion of Best Practices to Speed the Vendor Onboarding Process; facilitated by OneTrust
  • AI and Third Party Risk – Intelligence, Prediction and Automation; facilitated by Aravo
  • Using AI to get control over your Risk Management Ecosystem; facilitated by Interos
  • Best practices for due diligence and ongoing monitoring; facilitated by ProcessUnity
  • Who pays? Budgeting for and financing TPRM; facilitated by George KaniarasserilThird Party Risk Program Manager,Standard Chartered Bank 
  • The Lifecycle of a TPRM Program; facilitated by Refinitiv 
  • Top Trends in Third-Party Risk Management based on the 2019 EY Global TPRM Survey; facilitated by EY 
5:00PM – 6:00PM
Networking Cocktail Reception

December 10, 2019

8:00AM – 9:00AM
Networking Breakfast

9:00AM – 9:05AM

Opening Remarks and Chairperson’s Recap of Day One

Dave Lefort, Editor in Chief  

Compliance Week  

9:05AM – 9:45AM

Keynote Address: The Intersection of TRPM, Ethics, and Culture

  • Discover why this an exciting time to be at the banking giant, which is in the middle of rebuilding its culture  
  • Learn how to organically integrate risk management and ethics considerations into employees’ decision-making processes 

 

Mary Rentoumis, Head of Global Third Party Risk Management

Wells Fargo

 

Dave Lefort, Editor in Chief  

Compliance Week  

9:45AM – 10:30AM

Ensuring Privacy and Data Protection

  • Discover new strategies to manage your clients’ and vendors’ privacy exposure
  • Protect data with encryption, controls, and other security signal must-haves
  • Learn best practices for monitoring third parties for GDPR and California Consumer Privacy Act compliance

 

Dan Pepper, Partner 

BakerHostetler 

 

Robin Andruss, CIPP,US,E,CIPM, FIP, Director, Privacy 

Twilio 

 

Reese Solberg, Senior Manager, Advisory Services 

EY

10:30AM – 11:00AM
Morning Networking Break

11:00AM – 11:45AM

Third-Party Governance & Oversight: Meeting the Expectations of the Board

  • Increase TPRM program effectiveness with insights from Compliance Week and Aravo’s survey results about board oversight of third-party risk
  • Learn which data is critical and which reports and dashboards improve board communications
  • Discover the impact of board engagement on TPRM program maturity and meeting regulatory expectations

 

Moderator:  

Kimberley Allan, Chief Marketing Officer

Aravo Solutions 

 

Panelists:  

George Jannino, Vice President, Shared Services 

First Republic Bank 

 

Karin Lockovitch, CEO and Founder 

ELA Risk Solutions 

11:45AM – 12:30PM

Ensure Cybersecurity Compliance

  • Gain strategies to continuously monitor your third parties’ cybersecurity measures
  • Ensure intellectual property and data are protected from data breaches
  • Learn effective response strategies if your vendor has been breached

 

Moderator: 

Samantha Cowan, Head of Compliance

HackerOne

 

Panelists: 

Rob Howe, Global Compliance Manager

VMware

 

Constance Geoghan, Deputy General Counsel & Chief Compliance Officer 

Alliance Laundry 

12:30PM – 1:30PM
Networking Luncheon

1:30PM – 2:15PM

Keys to Effective Onboarding, Training, and Monitoring Due Diligence

  • Scope your due diligence to vendor risk profiles and assessments
  • Learn best practices for the SIG questionnaire and how others use Shared Assessments’ customizable tools
  • Gain specific training tools for staff and third parties to build capabilities and improve compliance

 

Moderator:  

Alex Toews, APRM, CAMS, Risk Solutions Manager 

Fusion Risk Management 

  

Panelists:

Vera Powell, Senior Counsel, Global Compliance

Uber

 

Lisa Glover-Gardin, Senior Counsel, Third Party Data Protection 

Google 

2:30PM – 3:00PM

“Choose Your Own Adventure” Conversation Sessions

Join a roundtable discussion on such topics as: 

  • Strategies to lead stakeholders and creating change through influence; facilitated by Fusion Risk Management
  • Breaking the Bottleneck: A Discussion of Best Practices to Speed the Vendor Onboarding Process; facilitated by OneTrust 
  • AI and Third PartyRisk – Intelligence, Prediction and Automation; facilitated by Aravo 
  • Using AI to get control over your Risk Management Ecosystem; facilitated by Interos
  • Best practices for due diligence and ongoing monitoring; facilitated by ProcessUnity
  • Who pays? Budgeting for and financing TPRM; facilitated by George Kaniarasseril, Third Party Risk Program Manager,Standard Chartered Bank 
  • The Lifecycle of a TPRM Program; facilitated by Refinitiv
3:00PM
Conference Concludes