December 9, 2019

8:00AM – 9:00AM
Registration and Networking Breakfast

9:00AM – 9:15AM

Welcome and Chairperson’s Opening Remarks

9:15AM – 10:00AM

Keynote Address: Government Expectations for Third-Party Compliance Programs

Kara Brockmeyer, Partner, Debevoise & Plimpton

Former Chief, FCPA Unit, U.S. Securities and Exchange Commission

10:00AM – 10:45AM

Compliance Executive Think Tank: Bring Your “A” Game to Third-Party Risk

  • Discover what CCOs are doing to guard against their biggest fears, such as data breaches, recalls, supply chain disruptions, and other disasters
  • Evolve your third-party risk management (TPRM) programs to survive emerging risks
  • Define and organize stakeholders, departments, and others in your risk management ecosystem to efficiently and effectively cover all TPRM bases


Vishal Thakkar, SVP Enterprise Risk Management

The Options Clearing Corporation


Uzi Rosha, Chief Compliance Officer

Hudson Advisors

10:45AM – 11:15AM
Morning Networking Break

11:15AM – 12:00PM

Optimize Your TPRM Program Design and Management

  • Learn how to map your risk management ecosystem and lead with a coordinated, enterprise-wide strategy
  • Strengthen your TPRM program with existing resources
  • Take your TPRM program to a new level in risk mitigation with the Agile project management approach



OneTrust (Speaker to be announced)



Melanie Gallagher, Head of Third Party Risk Management



Sandra Bell, VP, CECL Compliance Program

M&T Bank

12:00PM – 12:45PM

Anti-Corruption, Anti-Bribery and Anti-Money Laundering Best Practices

  • Get the latest FCPA, AML, and political law trends and updates
  • Ensure compliance programs geared to regulators also tackle issues in the field to prevent bribery and corruption
  • Identify the biggest risks and types of corruption domestically and in specific regions outside the US


Nancy Jacobson, Counsel, Global Compliance and Ethics



Dianna Jones, Senior Counsel, Global Compliance



Bassel Korkor, Managing Director, Corporate Compliance Risk Management

Charles Schwab

12:45PM – 1:45PM
Networking Luncheon

1:45PM – 2:15PM

Beyond Regulatory Risk: Leveraging Environmental, Social, and Governance (ESG) Performance Factors to Measure Risk

  • Learn how to conduct background and reputation checks to establish integrity risk presented by a third party
  • Evaluate the use of data analytics for third-party monitoring
  • Discover new and emerging standards and reporting guidelines in the US and abroad and their compelling impact to vendor assessment practices



Refinitiv (Speaker to be announced)



Alison Taylor, Managing Director

BSR (Business for Social Responsibility)

2:15PM – 3:00PM

Earthquake-Proof Your Organization: Business Continuity Plans and Vendor Risk Management

  • Gather business continuity plan regulatory requirements and best practices concerning third-party relationships
  • Minimize business interruptions: building a plan with impact analysis, resiliency and recovery strategies
  • Disaster planning: cope with delays, recalls, and product safety issues


Don Hall, Business Continuity Program Manager



Amanda Hill, MBA, CISA, Internal Audit Manager

Western Union

3:00PM – 3:30PM
Afternoon Networking Break

3:30PM – 4:15PM

It’s Not Who You Know, it’s Who You Don’t: Using AI to Understand the Potential Ripple Effects of Sub Tier Supplier Risk

  • Learn why sub-tier suppliers must be considered for effective TPRM in a hyper-connected world
  • Get insight into how organizations can best identify, measure and manage risk in their sub-tiers
  • Find out how AI is changing the way organizations can surface sub-tier supplier risk


 Jennifer Bisceglie, CEO & Founder


4:15PM – 5:00PM

“Choose Your Own Adventure” Conversation Sessions

Join a roundtable discussion on such topics as:

  • Breaking the Bottleneck: A Discussion of Best Practices to Speed the Vendor Onboarding Process; facilitated by OneTrust
  • AI and Third Party Risk – Intelligence, Prediction and Automation; facilitated by Aravo
  • Using AI to get control over your Risk Management Ecosystem; facilitated by Interos 
  • Managing your TPRM program on a shoestring budget
  • Winning methods to demonstrate TPRM program ROI
  • Manage third party risk to mitigate supply chain issues
  • Strategies to lead stakeholders and creating change through influence
  • Get control over your Risk Management Ecosystem
  • Learn best practices for the SIG
  • Who pays? Budgeting for and financing TPRM
5:00PM – 6:00PM
Networking Cocktail Reception

December 10, 2019

8:00AM – 9:00AM
Networking Breakfast

9:00AM – 9:05AM

Opening Remarks and Chairperson’s Recap of Day One

9:05AM – 9:45AM

Keynote Address: The Intersection of TRPM, Ethics, and Culture

Mary Rentoumis, Head Third Party Risk Management and Oversight

Wells Fargo

9:45AM – 10:30AM

Ensuring Privacy and Data Protection

  • Discover new strategies to manage your clients’ and vendors’ privacy exposure
  • Protect data with encryption, controls, and other security signal must-haves
  • Learn best practices for monitoring third parties for GDPR and California Consumer Privacy Act compliance
10:30AM – 11:00AM
Morning Networking Break

11:00AM – 11:45AM

Third-Party Governance & Oversight: Meeting the Expectations of the Board

  • Increase TPRM program effectiveness with insights from Compliance Week and Aravo’s survey results about board oversight of third-party risk
  • Learn which data is critical and which reports and dashboards improve board communications
  • Discover the impact of board engagement on TPRM program maturity and meeting regulatory expectations


Aravo (Speaker to be announced)

11:45AM – 12:30PM

Ensure Cybersecurity Compliance

  • Gain strategies to continuously monitor your third parties’ cybersecurity measures
  • Ensure intellectual property and data are protected from data breaches
  • Learn effective response strategies if your vendor has been breached



Samantha Cowan, Security Compliance Manager




Rob Howe, Global Compliance Manager


12:30PM – 1:30PM
Networking Luncheon

1:30PM – 2:15PM

Keys to Effective Onboarding, Training, and Monitoring Due Diligence

  • Scope your due diligence to vendor risk profiles and assessments
  • Learn best practices for the SIG questionnaire and how others use Shared Assessments’ customizable tools
  • Gain specific training tools for staff and third parties to build capabilities and improve compliance



Alex Toews, APRM, CAMS, Risk Solutions Manager 

Fusion Risk Management 



Vera Powell, Senior Counsel, Global Compliance


2:30PM – 3:00PM

Breaking up is Hard to Do: When and How to Part Ways with Your Vendor

  • Get procurement buy-in to spot early indicators and dodge calamitous third-party relationships
  • Gain tactics and approaches for when you can’t break contract or lose the vendor
  • Protect your organization via strategic contractual provisions
  • Extricate from and sever relationships even when the cause is not specified in the contract


Nancy Jacobson, Counsel, Global Compliance and Ethics


Conference Concludes